Highfield, Andrew Francis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | A1 Capital Partners Limited | RO | Advising on corporate finance | 2017-05-10 | 2019-06-30 | RO | Advising on securities | 2017-05-10 | 2019-06-30 | RO | Dealing in securities | 2017-05-10 | 2019-06-30 |
| 2 | BLACK CRANE INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2010-03-15 | 2010-06-30 | Rep | Asset management | 2010-03-15 | 2010-06-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2013-08-26 | 2016-03-10 | Rep | Advising on securities | 2013-08-26 | 2016-03-10 | Rep | Dealing in securities | 2013-08-26 | 2016-03-10 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2013-08-26 | 2016-03-10 | Rep | Advising on securities | 2013-08-26 | 2016-03-10 | Rep | Dealing in securities | 2013-08-26 | 2016-03-10 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-09-10 | 2008-11-21 | Rep | Dealing in securities | 2007-09-10 | 2008-11-21 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-05-23 |
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