Lau, Kin Sau 劉建修
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-09-17 | 2007-10-16 |
2 | Open Securities Limited | Rep | Advising on securities | 2008-03-11 | 2008-05-22 | Rep | Dealing in securities | 2008-03-11 | 2008-05-22 |
3 | Waterland Securities (HK) Company Limited | Rep | Dealing in securities | 2010-01-14 | 2010-01-15 |
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