Liu, Ken Wu 劉耕吾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-11-30 | 2015-04-01 |
2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2008-11-17 | 2010-01-31 |
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