Lee, Nga Ying (SFC:APQ801) 李雅瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2022-11-09 | 2023-09-29 | Rep | Dealing in securities | 2022-11-09 | 2023-09-29 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2022-11-09 | 2023-09-29 |
| 3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-09-03 | 2010-02-19 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-19 | 2010-12-18 | Rep | Dealing in futures contracts | 2008-09-03 | 2010-12-18 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2010-12-18 |
| 6 | ZURICH ADVISORY (HK) LIMITED | Rep | Advising on securities | 2007-10-18 | 2008-05-08 |
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