Miller Iii, William Herbert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2007-10-02 | 2007-10-08 | Rep | Advising on securities | 2010-03-22 | 2010-03-24 | Rep | Dealing in securities | 2011-10-21 | 2011-10-28 |
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