Ho, Josephine Szu-Hsien 何思嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2011-10-26 | 2015-05-31 | Rep | Asset management | 2011-10-26 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2015-06-01 | 2016-03-19 | Rep | Asset management | 2015-06-01 | 2016-03-19 |
| 3 | Broadshine Asset Management Limited | RO | Advising on securities | 2017-05-23 | 2017-09-29 | RO | Asset management | 2017-05-23 | 2017-09-29 |
| 4 | Deepwater Capital Limited | Rep | Advising on securities | 2018-01-05 | 2018-12-15 | Rep | Asset management | 2018-01-05 | 2018-12-15 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-10-04 | 2008-09-29 |
| 6 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2019-02-11 | 2020-06-10 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-11 | 2011-03-25 |
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