Chen, Stanley (SFC:APU255)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-10-31 | 2017-08-04 | Rep | Asset management | 2012-10-31 | 2017-08-04 | Rep | Asset management | 2019-04-18 | Rep | Advising on securities | 2019-05-23 | Rep | Dealing in securities | 2019-05-23 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-05-23 | |
| 3 | Oasis Management (Hong Kong) | Rep | Advising on futures contracts | 2007-10-05 | 2008-10-30 | Rep | Advising on securities | 2007-10-05 | 2008-10-30 | Rep | Asset management | 2007-10-05 | 2008-10-30 |
| 4 | Point72 Hong Kong Limited | Rep | Asset management | 2017-08-07 | 2019-03-15 |
| 5 | Voras Capital Management (HK) Limited | Rep | Advising on securities | 2009-10-08 | 2011-05-13 | Rep | Asset management | 2009-10-08 | 2011-05-13 |
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