Li, Jixiang (SFC:APW452)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BKT Asset Management HK Limited Rep Advising on securities 2023-12-14 2024-01-19
Rep Asset management 2023-12-14 2024-01-19
RO Advising on securities 2024-01-19 2024-02-29
RO Asset management 2024-01-19 2024-02-29
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on securities 2009-08-24 2010-01-28
3 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED Rep Advising on securities 2008-06-05 2010-01-28
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2007-10-24 2008-04-04
Rep Dealing in securities 2007-10-24 2008-04-04
5 MIZUHO SECURITIES ASIA LIMITED Rep Advising on securities 2010-05-17 2011-09-07
6 Profound Capital Limited Rep Asset management 2016-10-13 2018-01-24
7 TIANDA ASSET MANAGEMENT LIMITED Rep Advising on securities 2021-09-06 2021-11-22
Rep Asset management 2021-09-06 2021-11-22
RO Advising on securities 2021-11-22 2022-05-12
RO Asset management 2021-11-22 2022-05-12
8 TIANDA SECURITIES LIMITED Rep Advising on securities 2021-09-06 2021-11-22
Rep Dealing in securities 2021-09-06 2021-11-22
RO Advising on securities 2021-11-22 2022-05-12
RO Dealing in securities 2021-11-22 2022-05-12
9 uSmart Securities Limited Rep Advising on securities 2022-05-19 2022-07-06
Rep Asset management 2022-05-19 2022-07-06
Rep Dealing in securities 2022-05-19 2022-07-06
RO Advising on securities 2022-07-06 2022-08-19
RO Asset management 2022-07-06 2022-08-19
RO Dealing in securities 2022-07-06 2022-08-19
Rep Advising on securities 2022-08-19 2022-09-05
Rep Asset management 2022-08-19 2022-09-05
Rep Dealing in securities 2022-08-19 2022-09-05

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