Li, Jixiang (SFC:APW452)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2007-10-24 2008-04-04
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED Rep 2008-06-05 2010-01-28
Daiwa Capital Markets Hong Kong Limited Rep 2009-08-24 2010-01-28
MIZUHO SECURITIES ASIA LIMITED Rep 2010-05-17 2011-09-07
TIANDA ASSET MANAGEMENT LIMITED Rep 2021-09-06 2021-11-22
TIANDA SECURITIES LIMITED Rep 2021-09-06 2021-11-22
TIANDA ASSET MANAGEMENT LIMITED RO 2021-11-22 2022-05-12
TIANDA SECURITIES LIMITED RO 2021-11-22 2022-05-12
uSmart Securities Limited Rep 2022-05-19 2022-07-06
uSmart Securities Limited RO 2022-07-06 2022-08-19
uSmart Securities Limited Rep 2022-08-19 2022-09-05
BKT Asset Management HK Limited Rep 2023-12-14 2024-01-19
BKT Asset Management HK Limited RO 2024-01-19 2024-02-29
2 Profound Capital Limited Rep Asset management 2016-10-13 2018-01-24
TIANDA ASSET MANAGEMENT LIMITED Rep 2021-09-06 2021-11-22
TIANDA ASSET MANAGEMENT LIMITED RO 2021-11-22 2022-05-12
uSmart Securities Limited Rep 2022-05-19 2022-07-06
uSmart Securities Limited RO 2022-07-06 2022-08-19
uSmart Securities Limited Rep 2022-08-19 2022-09-05
BKT Asset Management HK Limited Rep 2023-12-14 2024-01-19
BKT Asset Management HK Limited RO 2024-01-19 2024-02-29
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2007-10-24 2008-04-04
TIANDA SECURITIES LIMITED Rep 2021-09-06 2021-11-22
TIANDA SECURITIES LIMITED RO 2021-11-22 2022-05-12
uSmart Securities Limited Rep 2022-05-19 2022-07-06
uSmart Securities Limited RO 2022-07-06 2022-08-19
uSmart Securities Limited Rep 2022-08-19 2022-09-05

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