Duggal, Sanjiv

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Halbis Capital Management (Hong Kong) Limited Rep Dealing in securities 2009-08-31 2009-10-31
Rep Dealing in securities 2010-09-07 2010-09-21
2 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in securities 2009-08-31 2009-10-31
Rep Dealing in securities 2010-09-07 2010-09-21
Rep Dealing in securities 2012-09-10 2012-09-24
Rep Dealing in securities 2013-01-25 2013-02-08
Rep Dealing in securities 2013-03-18 2013-03-31
Rep Advising on futures contracts 2013-06-25 2017-03-23
Rep Advising on securities 2013-06-25 2017-03-23
Rep Asset management 2013-06-25 2017-03-23
Rep Dealing in securities 2013-06-25 2017-03-23
Rep Dealing in futures contracts 2013-06-25 2023-08-14
RO Advising on futures contracts 2017-03-23 2023-08-14
RO Advising on securities 2017-03-23 2023-08-14
RO Asset management 2017-03-23 2023-08-14
RO Dealing in securities 2017-03-23 2023-08-14
3 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2007-10-25 2007-11-01
Rep Dealing in securities 2009-08-31 2009-10-31
Rep Dealing in securities 2010-09-07 2010-09-21
Rep Dealing in securities 2012-09-10 2012-09-24
Rep Dealing in securities 2013-01-25 2013-02-08
Rep Dealing in securities 2013-03-18 2013-03-31
Rep Advising on futures contracts 2013-06-25 2017-03-23
Rep Advising on securities 2013-06-25 2017-03-23
Rep Asset management 2013-06-25 2017-03-23
Rep Dealing in securities 2013-06-25 2017-03-23
RO Advising on futures contracts 2017-03-23 2023-08-14
RO Advising on securities 2017-03-23 2023-08-14
RO Asset management 2017-03-23 2023-08-14
RO Dealing in securities 2017-03-23 2023-08-14

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