Ng, Tin Lok 吳天樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Advising on securities | 2007-11-05 | 2010-11-14 | BCT Financial Limited | Rep | 2011-11-04 | 2014-06-30 | FE Advisory Asia Limited | RO | 2015-03-31 | 2019-12-09 | BCT Financial Limited | Rep | 2020-06-04 | 2021-07-25 |
| 2 | Lion Global Financial Limited | Rep | Asset management | 2007-11-05 | 2010-11-14 |
| 3 | Lion Global Financial Limited | Rep | Dealing in securities | 2009-03-02 | 2010-11-14 | BCT Financial Limited | Rep | 2011-11-04 | 2014-06-30 | BCT Financial Limited | Rep | 2020-07-08 | 2021-07-25 |
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