Sweeting, Michael George
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-11-05 | 2007-12-05 | Rep | Dealing in securities | 2014-10-29 | 2015-09-18 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2012-02-07 | 2012-04-06 | Rep | Automated trading services | 2012-04-11 | 2013-07-24 | Rep | Dealing in securities | 2012-04-11 | 2014-07-21 | Rep | Dealing in securities | 2015-12-17 | Rep | Advising on futures contracts | 2020-07-03 | Rep | Advising on securities | 2020-07-03 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-02-07 | 2012-04-06 | Rep | Dealing in futures contracts | 2012-04-11 | 2014-07-21 | Rep | Dealing in securities | 2012-04-11 | 2014-07-21 | Rep | Automated trading services | 2013-07-24 | 2014-07-21 | Rep | Automated trading services | 2015-12-17 | Rep | Dealing in futures contracts | 2015-12-17 | Rep | Dealing in securities | 2015-12-17 |
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