Sweeting, Michael George

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Advising on futures contracts 2020-07-03
2 Morgan Stanley Asia Limited Rep Advising on securities 2020-07-03
3 Morgan Stanley Asia Limited Rep Automated trading services 2012-04-11 2013-07-24
Morgan Stanley Hong Kong Securities Limited Rep 2013-07-24 2014-07-21
Morgan Stanley Hong Kong Securities Limited Rep 2015-12-17
4 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2012-02-07 2012-04-06
Morgan Stanley Hong Kong Securities Limited Rep 2012-04-11 2014-07-21
Morgan Stanley Hong Kong Securities Limited Rep 2015-12-17
5 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2007-11-05 2007-12-05
Morgan Stanley Asia Limited Rep 2012-02-07 2012-04-06
Morgan Stanley Asia Limited Rep 2012-04-11 2014-07-21
Morgan Stanley Hong Kong Securities Limited Rep 2012-04-11 2014-07-21
DEUTSCHE SECURITIES ASIA LIMITED Rep 2014-10-29 2015-09-18
Morgan Stanley Asia Limited Rep 2015-12-17
Morgan Stanley Hong Kong Securities Limited Rep 2015-12-17

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