Ng, Hoi Yin (SFC:APZ135) 吳凱燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2007-11-08 | 2009-03-09 | Rep | Dealing in securities | 2007-11-08 | 2009-03-17 |
| 2 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2015-03-26 | Rep | Dealing in securities | 2015-03-26 |
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