Chan, William W L 陳穎庭

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2011-11-21 2013-08-30
Rep Dealing in futures contracts 2013-06-03 2013-08-30
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2011-11-21 2013-08-30
Rep Dealing in securities 2011-11-21 2013-08-30
3 IMC Asia Pacific Limited Rep Dealing in futures contracts 2007-11-12 2010-04-09
Rep Dealing in securities 2007-11-12 2010-04-09
4 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2023-06-05

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