Chan, William W L 陳穎庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IMC Asia Pacific Limited | Rep | Dealing in futures contracts | 2007-11-12 | 2010-04-09 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 2011-11-21 | 2013-08-30 | Citigroup Global Markets Asia Limited | Rep | 2013-06-03 | 2013-08-30 |
| 2 | IMC Asia Pacific Limited | Rep | Dealing in securities | 2007-11-12 | 2010-04-09 | Citigroup Global Markets Asia Limited | Rep | 2011-11-21 | 2013-08-30 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 2011-11-21 | 2013-08-30 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 2023-06-05 |
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