Guo, Zili 郭自力

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2007-11-09 2011-04-18
Rep Dealing in securities 2007-11-09 2011-04-18
2 CMB International Capital Limited Rep Advising on corporate finance 2018-10-22 2019-01-09
Rep Dealing in securities 2018-10-22 2019-01-09
RO Advising on corporate finance 2019-01-09 2021-06-01
RO Dealing in securities 2019-01-09 2021-06-01
3 CMB International Securities Limited Rep Dealing in securities 2019-02-18 2021-06-01
4 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on corporate finance 2016-10-20 2018-04-12
Rep Advising on securities 2016-10-20 2018-04-12
Rep Dealing in securities 2016-10-20 2018-04-12
RO Advising on corporate finance 2018-04-12 2018-07-31
RO Advising on securities 2018-04-12 2018-07-31
RO Dealing in securities 2018-04-12 2018-07-31
5 UBS SECURITIES HONG KONG LIMITED Rep Advising on corporate finance 2012-06-07 2016-06-25
Rep Advising on corporate finance 2021-06-23 2024-03-15

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