Guo, Zili 郭自力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-11-09 | 2011-04-18 | Rep | Dealing in securities | 2007-11-09 | 2011-04-18 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2018-10-22 | 2019-01-09 | Rep | Dealing in securities | 2018-10-22 | 2019-01-09 | RO | Advising on corporate finance | 2019-01-09 | 2021-06-01 | RO | Dealing in securities | 2019-01-09 | 2021-06-01 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2019-02-18 | 2021-06-01 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-10-20 | 2018-04-12 | Rep | Advising on securities | 2016-10-20 | 2018-04-12 | Rep | Dealing in securities | 2016-10-20 | 2018-04-12 | RO | Advising on corporate finance | 2018-04-12 | 2018-07-31 | RO | Advising on securities | 2018-04-12 | 2018-07-31 | RO | Dealing in securities | 2018-04-12 | 2018-07-31 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-06-25 | Rep | Advising on corporate finance | 2021-06-23 | 2024-03-15 |
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