Lai, Cherie Che Man 黎子敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2020-11-19 | 2021-05-07 |
| 2 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2013-09-27 | 2016-02-12 | Rep | Dealing in securities | 2013-09-27 | 2016-02-12 |
| 3 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2010-05-07 | 2010-11-19 | Rep | Dealing in securities | 2010-05-07 | 2010-11-19 |
| 4 | ISP Financial Services (Hong Kong) Limited | Rep | Dealing in securities | 2021-06-10 | 2022-10-21 | Rep | Advising on securities | 2021-07-08 | 2022-10-21 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-11-21 | 2009-10-20 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-11-21 | 2009-10-20 |
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