Lam, Eric Christopher
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-11-26 | 2008-02-24 | Rep | Dealing in futures contracts | 2008-02-28 | 2008-12-18 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-11-26 | 2008-02-24 | Rep | Dealing in securities | 2007-11-26 | 2008-02-24 | Rep | Dealing in futures contracts | 2008-02-28 | 2008-12-18 | Rep | Dealing in securities | 2008-02-28 | 2008-12-18 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-11-26 | 2008-02-24 | Rep | Dealing in securities | 2008-02-28 | 2008-12-18 |
| 4 | Volant Trading Hong Kong Limited | RO | Dealing in futures contracts | 2011-12-09 | 2013-05-29 | RO | Dealing in securities | 2011-12-09 | 2013-05-29 |
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