Ma, Kwok Ming (SFC:AQC165) 馬國明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-11-30 | 2008-06-30 | Rep | Dealing in securities | 2007-11-30 | 2008-06-30 |
| 2 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-10-05 | 2011-02-28 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-10-05 | 2011-02-28 |
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