Delmenico, Susan Jane
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-12-03 | 2008-01-03 | Rep | Dealing in securities | 2008-03-26 | 2008-03-31 | Rep | Dealing in securities | 2010-03-23 | 2010-03-27 | Rep | Dealing in securities | 2011-06-17 | 2011-06-24 | Rep | Dealing in securities | 2012-03-20 | 2012-03-24 | Rep | Dealing in securities | 2012-11-23 | 2012-11-27 | Rep | Dealing in securities | 2013-09-17 | 2013-09-19 | Rep | Dealing in securities | 2017-07-21 | 2017-07-26 | Rep | Dealing in securities | 2018-06-15 | 2018-06-19 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-05-05 | 2023-05-12 |
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