Lam, Wai Kin (SFC:AQD594) 林偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-04 | 2009-09-17 |
| 2 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-11 | 2010-10-30 |
| 3 | GETTA SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-14 | 2009-08-13 |
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