Chiu, Sze Miu 招詩苗

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AllianceBernstein Hong Kong Limited Rep Dealing in securities 2008-09-19 2011-09-08
Rep Advising on securities 2008-10-15 2011-09-08
2 Morgan Stanley Asia Limited Rep Dealing in securities 2007-12-18 2008-05-22
3 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2011-09-19
Rep Asset management 2011-09-19
Rep Dealing in securities 2011-09-19

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