Sze, Yan 施昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-12-19 | 2009-01-15 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-03-16 | 2009-10-01 |
| 3 | PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2010-03-25 | 2010-12-31 |
| 4 | KPMG CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2012-01-12 | 2014-04-04 |
| 5 | KPMG CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2015-07-29 | 2023-11-27 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2007-12-19 | 2009-01-15 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-16 | 2009-10-01 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-12-19 | 2009-01-15 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-03-16 | 2009-10-01 |
| 10 | KPMG CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2023-11-27 |
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