Kwan, Wai Ying (SFC:AQE974) 關惠螢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2011-01-04 | 2011-04-30 | Rep | Dealing in securities | 2011-01-04 | 2011-04-30 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2008-02-14 | 2010-12-03 |
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