Zhang, Yichi (SFC:AQF007) 張亦弛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-09-29 | Rep | Dealing in securities | 2023-09-29 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-12-24 | 2008-09-29 | Rep | Dealing in securities | 2007-12-24 | 2008-09-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-08-16 | 2021-02-05 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2020-07-03 | 2021-02-05 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-06-01 | Rep | Dealing in securities | 2008-10-10 | 2009-06-01 |
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