Loke, Weng Keong 陸永強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Barings Investment Advisers (Hong Kong) Limited | Rep | Advising on securities | 2011-04-14 | 2011-11-17 | Rep | Asset management | 2011-04-14 | 2011-11-17 | Rep | Dealing in securities | 2011-04-14 | 2011-11-17 | RO | Advising on securities | 2011-11-17 | 2013-01-18 | RO | Asset management | 2011-11-17 | 2013-01-18 | RO | Dealing in securities | 2011-11-17 | 2013-01-18 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2008-01-17 | 2011-03-23 | Rep | Asset management | 2008-01-17 | 2011-03-23 | Rep | Dealing in securities | 2008-01-17 | 2011-03-23 |
| 3 | Legg Mason Asset Management Hong Kong Limited | Rep | Asset management | 2013-07-02 | 2014-08-01 | Rep | Advising on securities | 2013-07-02 | 2020-03-06 | Rep | Dealing in securities | 2013-07-02 | 2020-03-06 |
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