Ho, Yan Chiu 何仁超

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI ASIA LIMITED Rep Dealing in securities 2008-01-02 2010-04-13
2 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-01-02 2010-04-13
3 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2013-06-11 2014-12-31
4 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2013-06-11 2014-12-31

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