Ho, Yan Chiu 何仁超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-02 | 2010-04-13 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 2013-06-11 | 2014-12-31 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-01-02 | 2010-04-13 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 2013-06-11 | 2014-12-31 |
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