Mao, Li (SFC:AQG730) 毛力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-01-16 | 2016-06-30 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2008-02-18 | 2009-12-15 | Rep | Advising on securities | 2011-10-17 | 2013-01-04 |
| 3 | GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-08-05 | Rep | Dealing in securities | 2016-08-05 | 2020-02-17 |
| 4 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2010-01-15 | 2010-05-26 | RO | Advising on securities | 2010-05-26 | 2011-04-22 | Rep | Advising on securities | 2019-09-17 | 2020-01-21 | Rep | Dealing in securities | 2019-09-17 | 2020-01-21 | RO | Advising on securities | 2020-01-21 | RO | Dealing in securities | 2020-01-21 |
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