La Rocca, Daniel Anthony Jr
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2008-01-17 | 2011-07-05 |
| 2 | Evo Capital Management Asia Limited | Rep | Asset management | 2022-06-14 | 2022-10-25 |
| 3 | Segantii Capital Management Limited | Rep | Asset management | 2013-11-06 | 2019-01-14 | RO | Asset management | 2019-01-14 | 2021-09-30 | Rep | Asset management | 2022-12-16 | 2023-10-12 | RO | Asset management | 2023-10-12 | 2024-03-01 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-10-02 | 2013-10-22 |
| 5 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2011-10-10 | 2013-08-16 |
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