Lee, Chi Shing (SFC:AQH598) 李志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Grace Financial Limited (HK) | RO | Advising on securities | 2008-02-13 | 2011-07-06 | RO | Asset management | 2008-02-13 | 2011-07-06 | Rep | Advising on securities | 2014-11-04 | 2014-11-20 | Rep | Asset management | 2014-11-04 | 2014-11-20 | RO | Advising on securities | 2014-11-20 | 2018-08-20 | RO | Asset management | 2014-11-20 | 2018-08-20 |
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