Maxey, Ian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2008-01-15 | 2008-03-29 | Rep | Advising on securities | 2008-07-21 | 2009-11-18 |
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