Boulay, Nicolas Philippe
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-01-24 | 2008-02-24 | Rep | Dealing in securities | 2009-05-08 | 2009-05-17 | Rep | Dealing in securities | 2009-06-29 | 2009-07-03 | Rep | Dealing in securities | 2009-08-28 | 2009-09-04 | Rep | Dealing in securities | 2009-11-25 | 2010-01-27 | Rep | Dealing in securities | 2010-01-29 | 2010-02-06 | Rep | Dealing in securities | 2010-03-05 | 2010-03-26 | Rep | Advising on futures contracts | 2010-04-20 | 2011-07-30 | Rep | Dealing in futures contracts | 2010-04-20 | 2011-07-30 | Rep | Dealing in securities | 2010-04-20 | 2011-07-30 |
| 2 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2015-01-02 | 2015-08-01 | Rep | Dealing in securities | 2015-01-02 | 2015-08-01 |
| 3 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-04-20 | 2014-11-30 | Rep | Dealing in securities | 2012-04-20 | 2014-11-30 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-08-17 | 2020-05-11 | Rep | Dealing in securities | 2015-08-17 | 2020-05-11 | RO | Dealing in futures contracts | 2020-05-11 | 2023-07-31 | RO | Dealing in securities | 2020-05-11 | 2023-07-31 |
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