How, Beng Wee 侯明偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GaoTeng Global Asset Management Limited | Rep | Asset management | 2017-11-21 | 2018-05-23 | RO | Asset management | 2018-05-23 | RO | Advising on securities | 2018-06-14 | RO | Dealing in securities | 2024-01-16 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-01-18 | 2008-09-29 | Rep | Dealing in securities | 2008-01-18 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-06-01 | Rep | Dealing in securities | 2008-10-10 | 2009-06-01 | Rep | Dealing in futures contracts | 2011-10-07 | 2017-07-05 | Rep | Dealing in securities | 2011-10-07 | 2017-07-05 |
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