Kwok, Roy Shun Keung 郭舜強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBG Investment Limited | RO | Advising on securities | 2021-03-23 | 2021-05-09 | RO | Asset management | 2021-03-23 | 2021-05-09 |
| 2 | DeepBlue Global Investment Limited | RO | Advising on securities | 2017-01-13 | 2021-03-31 | RO | Asset management | 2017-01-13 | 2021-03-31 |
| 3 | Fosun Asset Management Limited | RO | Advising on securities | 2016-09-01 | 2017-01-06 | RO | Asset management | 2016-09-01 | 2017-01-06 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-01-18 | 2008-03-20 | Rep | Dealing in securities | 2008-01-18 | 2008-03-20 |
| 5 | My Decker Capital Advisors Hong Kong Limited | RO | Advising on securities | 2010-12-16 | 2011-04-29 |
| 6 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2008-04-23 | 2008-10-24 | Rep | Asset management | 2008-04-23 | 2008-10-24 | Rep | Dealing in securities | 2008-04-23 | 2008-10-24 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-11-05 | 2008-12-10 | Rep | Dealing in securities | 2008-11-05 | 2008-12-10 |
| 8 | Tor Investment Management (Hong Kong) Limited | Rep | Asset management | 2021-05-14 |
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