Soon, Sher Rene
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2014-01-09 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-01-21 | 2011-03-09 | Rep | Dealing in securities | 2008-01-21 | 2011-03-09 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-01-21 | 2011-03-09 |
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