Shiu, Vivian Pui Kuen 邵佩娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2016-03-30 | Rep | Dealing in securities | 2016-03-30 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-01-25 | 2010-09-01 | Rep | Asset management | 2008-01-25 | 2010-09-01 | Rep | Dealing in securities | 2008-01-25 | 2010-09-01 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-01-25 | 2010-09-01 | Rep | Asset management | 2008-01-25 | 2010-09-01 | Rep | Dealing in securities | 2008-01-25 | 2010-09-01 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2010-09-08 | 2011-01-29 | Rep | Asset management | 2010-09-08 | 2011-01-29 | Rep | Dealing in securities | 2010-09-08 | 2011-01-29 |
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