Cheng, Yuen Chiu 鄭元超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2016-11-11 | 2019-05-16 | Rep | Dealing in securities | 2016-11-11 | 2019-05-16 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-04-30 | 2010-10-01 | Rep | Dealing in futures contracts | 2013-11-20 | 2015-06-19 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-02-06 | 2010-08-01 | Rep | Leveraged foreign exchange trading | 2013-11-20 | 2015-06-19 |
| 4 | CX Investment Management Limited | RO | Advising on securities | 2020-10-21 | RO | Asset management | 2020-10-21 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-02-06 | 2010-10-01 | Rep | Dealing in securities | 2013-11-20 | 2015-06-19 |
| 6 | Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2008-03-10 | 2008-10-13 |
| 7 | Success Securities Limited | Rep | Dealing in securities | 2008-03-10 | 2008-10-13 |
| 8 | uSmart Securities Limited | Rep | Advising on securities | 2019-08-06 | 2020-07-13 | Rep | Dealing in securities | 2019-08-06 | 2020-07-13 | Rep | Asset management | 2019-09-23 | 2020-07-13 |
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