Cormier, David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2011-09-27 | 2011-11-25 | RO | Dealing in futures contracts | 2011-11-25 | 2012-10-05 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2011-09-27 | 2012-10-05 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-02-05 | 2011-06-23 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-02-05 | 2011-06-23 | Rep | Dealing in futures contracts | 2010-08-20 | 2011-06-23 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-02-05 | 2010-08-20 |
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