Lee, Ming Sum Mason 李銘深
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2018-01-22 | 2020-01-31 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-10-30 | 2020-01-31 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-10-30 | 2020-01-31 | Rep | Dealing in securities | 2017-10-30 | 2020-01-31 |
| 4 | LCA Solutions Limited | Rep | Advising on securities | 2021-11-01 | Rep | Asset management | 2021-11-01 | Rep | Dealing in securities | 2021-11-01 |
| 5 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2020-03-04 | 2021-03-18 | Rep | Dealing in securities | 2020-03-04 | 2021-03-18 | Rep | Leveraged foreign exchange trading | 2020-03-04 | 2021-03-18 |
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