Yan, Yichen 鄢一琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2022-05-06 | Rep | Asset management | 2022-05-06 | Rep | Dealing in securities | 2022-05-06 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2019-12-10 | 2020-03-31 |
| 3 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2017-10-30 | 2019-07-05 |
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