Chan, Patricia Lai Wah 陳麗華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPHA WEALTH MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2010-01-15 | 2016-04-30 | Rep | Asset management | 2010-01-15 | 2016-04-30 |
| 2 | Aurora Borealis Investment Services Limited | RO | Advising on securities | 2016-05-18 | 2022-09-13 | RO | Asset management | 2016-05-18 | 2022-09-13 | RO | Dealing in securities | 2016-05-18 | 2022-09-13 |
| 3 | HOMILY WORLDWIDE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2023-07-11 | RO | Dealing in securities | 2023-07-11 |
| 4 | MONEY CONCEPTS (ASIA) LIMITED | Rep | Advising on securities | 2008-03-12 | 2010-01-01 | Rep | Asset management | 2008-04-09 | 2010-01-01 |
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