Chan, Dorothy Yat Yee 陳溢怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2012-04-03 | 2015-05-31 | Rep | Asset management | 2012-04-03 | 2015-05-31 | Rep | Dealing in securities | 2012-04-03 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2015-06-01 | 2017-09-06 | Rep | Asset management | 2015-06-01 | 2017-09-06 | Rep | Dealing in securities | 2015-06-01 | 2017-09-06 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2008-02-21 | 2010-02-05 | Rep | Asset management | 2008-02-21 | 2010-02-05 | Rep | Dealing in securities | 2008-02-21 | 2010-02-05 |
| 4 | INVESTEC ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-04-21 | 2011-02-22 | Rep | Asset management | 2010-04-21 | 2011-02-22 | Rep | Dealing in securities | 2010-04-21 | 2011-02-22 |
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