Baur, Darin Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canaccord Genuity (Hong Kong) Limited | Rep | Advising on securities | 2013-05-27 | 2013-11-20 | Rep | Dealing in securities | 2013-05-27 | 2013-11-20 | RO | Advising on securities | 2013-11-20 | 2015-05-15 | RO | Dealing in securities | 2013-11-20 | 2015-05-15 | RO | Advising on corporate finance | 2014-04-07 | 2015-05-15 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2008-02-21 | 2009-02-05 | Rep | Dealing in securities | 2008-02-21 | 2009-02-05 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-21 | 2009-02-05 |
| 4 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-20 | 2012-07-25 |
| 5 | ZACD Financial Group Limited | RO | Advising on corporate finance | 2016-12-02 | 2019-05-31 | RO | Advising on securities | 2016-12-02 | 2019-05-31 | RO | Dealing in securities | 2016-12-02 | 2019-05-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy