Suen, Yi Nga 孫以雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-02-07 | 2014-04-09 | Rep | Dealing in securities | 2014-02-07 | 2014-04-09 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2014-02-07 | 2014-04-09 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-05 | 2011-07-05 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-05 | 2011-07-05 |
| 5 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-03-25 | 2009-05-21 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-02-12 | 2009-05-21 |
| 7 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-11-10 | 2014-01-16 |
| 8 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-11-10 | 2014-01-16 |
| 9 | MF Global Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2008-03-04 | 2008-06-30 |
| 10 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2009-08-25 | 2009-10-30 | Rep | Dealing in securities | 2009-08-25 | 2009-10-30 |
| 11 | Open Securities Limited | Rep | Dealing in securities | 2009-11-10 | 2010-12-15 | Rep | Advising on securities | 2010-08-20 | 2010-12-15 | Rep | Dealing in futures contracts | 2010-08-20 | 2010-12-15 |
| 12 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2008-07-24 | 2008-10-15 |
| 13 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-24 | 2008-10-15 |
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