Lam, Sau Chu 林秀珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-11-24 | 2017-02-14 |
2 | China Investment Fund International Securities Limited | RO | Advising on securities | 2018-07-10 | 2019-02-04 | RO | Dealing in securities | 2018-07-10 | 2019-02-04 |
3 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-26 | 2010-07-10 |
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