Liu, Yi (SFC:AQO338) 劉弋

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DAIXY Capital Management Limited RO Advising on securities 2018-05-07 2023-06-30
RO Asset management 2018-05-07 2023-06-30
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2008-03-03 2008-03-31
Rep Advising on securities 2008-03-03 2008-03-31
Rep Dealing in securities 2008-03-03 2008-03-31
3 Merrill Lynch Far East Limited Rep Advising on corporate finance 2008-03-03 2008-03-31
Rep Advising on securities 2008-03-03 2008-03-31
Rep Dealing in securities 2008-03-03 2008-03-31

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