Liu, Yi (SFC:AQO338) 劉弋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-03-03 | 2008-03-31 | Rep | Advising on securities | 2008-03-03 | 2008-03-31 | Rep | Dealing in securities | 2008-03-03 | 2008-03-31 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-03-03 | 2008-03-31 | Rep | Advising on securities | 2008-03-03 | 2008-03-31 | Rep | Dealing in securities | 2008-03-03 | 2008-03-31 |
| 3 | Xin Tian Fund Management Company Limited | RO | Advising on securities | 2018-05-07 | 2023-06-30 | RO | Asset management | 2018-05-07 | 2023-06-30 |
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