Lee, Rix Tak Ming 李德明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2008-04-23 2008-11-18
2 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2008-06-19 2008-11-18
3 Everbright Securities Digital Finance (HK) Limited Rep Dealing in securities 2008-07-22 2008-11-18
4 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2008-02-29 2008-11-18

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