Ferns, Stewart Kenneth
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2009-11-13 | 2011-03-31 | Rep | Advising on securities | 2009-11-13 | 2011-03-31 | Rep | Asset management | 2009-11-13 | 2011-03-31 |
| 2 | City Financial Investment Company (Hong Kong) Limited | Rep | Asset management | 2017-01-25 | 2017-08-18 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2008-03-03 | 2008-11-03 |
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